T. Rowe Price
Sr. Analyst, Investment Compliance - NA Monitoring
Baltimore, MD · Senior
No sponsorship$87k-$148kDetected 63 days ago
Process ImprovementCustomer SupportResearchLeadershipCommunicationCollaborationProblem SolvingOrganizational Skills
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odds of building a lasting career here
45Sponsors, lottery-bound
Cap-exempt (no lottery)0
Sponsors this role72
Entry-level history0
PERM / green-card track0
Lottery odds (Level II)66
Fits your clock70
Sponsors, but it's cap-subject — you still face the weighted lottery (~30% per draw at Level II). Good if you win; have a cap-exempt backup on your list.
Lottery odds assume a STEM candidate.
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About the role
- Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world.
- We take an active, independent approach to investing, offering our dynamic perspective and meaningful partnership so our clients can feel more confident.
- We believe doing the right thing for our clients and our associates is good business.
Responsibilities
- Oversee and manage manual processes items not coded into CRD
- Drives automation and innovation: Recommends and implements solutions to automate manual rules, integrates new compliance functionality, and leverages data pursuant to system upgrades
- Fosters knowledge sharing and collaboration: Develops deep expertise in the Charles River system, or other investment compliance monitoring system(s), and proactively shares knowledge to significantly increase depth of knowledge within the Monitoring team
- Leads and collaborates on projects: Takes ownership of medium-sized projects of moderate complexity to achieve project goals and deliver impactful outcomes
- Develops clear and comprehensive documentation: Develops user-friendly documentation, procedures and process controls to ensure clarity, consistency and transparency
- The backgrounds, talents, and experiences of our global associates allow us to embrace new ideas and perspectives that move our business priorities forward and enable us to deliver strong client outcomes.
Requirements
- 5+ years of total relevant work experience
- Experience with Trading/IBOR/OMS systems, specifically with knowledge of Charles River Compliance System (CRD) or comparable compliance platform
- Proven analytical skills within the area of investment compliance or a related field
- Ability to adapt and thrive in a dynamic environment with evolving priorities.
- Ability to thrive in a trading-related atmosphere
- FINRA licenses are not required and will not be supported for this role.
- Communicate effectively through direct interaction with Trading, Investment, Client and Legal associates, demonstrating a strong understanding of global compliance requirements, investment strategies and derivative usage
Compensation
- $87,000.00 - $148,000.00 for the location of: Maryland, Colorado, Washington and remote workers
- $95,500.00 - $163,000.00 for the location of: Washington, D.C.
- $108,000.00 - $185,000.00 for the location of: New York, California
- Base salary is only one component of our total compensation package.
Benefits
- As an associate, you'll be supported with resources, benefits, and work-life balance so you can thrive in ways that matter to you.
- Featured employee benefits to enrich your life:
- Annual bonus eligibility
- A generous retirement plan
- Health and wellness benefits, including online therapy
- Paid time off for vacation, illness, medical appointments, and volunteering days
- Family care resources, including fertility and adoption benefits
- Learn more about our benefits.
Equal opportunity
- Here, you can expect equal opportunity and fair and consistent treatment for all.
- equal opportunity employer and values diversity of thought, gender, and race.
Visa & Work Authorization
- Applicants for employment in the US must have work authorization that does not now or in the future require sponsorship of a visa for employment authorization in the United States (e.g., H1-B visa, F-1 visa (OPT), TN visa or any other non-i
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This listing is sourced directly from T. Rowe Price's careers page and normalized into a canonical job model.