Point72

Point72

Compliance Officer, Trading Compliance

Stamford, CT or New York, NY · Senior

Sponsorship not specified$145k-$175kDetected 11 days ago
ComplianceCommunicationMentoring

Stay score

odds of building a lasting career here

64Sponsors, lottery-bound
Cap-exempt (no lottery)0
Sponsors this role100
Entry-level history0
PERM / green-card track0
Lottery odds (Level IV)94
Fits your clock70

Sponsors, but it's cap-subject — you still face the weighted lottery (~61% per draw at Level IV). Good if you win; have a cap-exempt backup on your list.

Lottery odds assume a STEM candidate.

Personalize to your clock →

H-1B wage level

the lottery is wage-weighted — each level is one more entry

Level IV · 4×
Level I$38,0221 entry
Level II$56,7842 entries
Level III$75,5463 entries
Level IV$94,3074 entries

This range already reaches Level IV — the maximum four lottery entries.

DOL prevailing wage, 2026-27 wage year · Compliance Officers (13-1041) · Central East New York nonmetropolitan area. Wage level is derived by USCIS from the offered wage, occupation and worksite; the occupation shown is inferred from the job title.

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About the role

  • Our team is essential to Point72's success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.
  • For more information, visit https://point72.com/.

Responsibilities

  • Support and enhance the trading compliance program for the firm's trading desks, driving measurable improvements in controls and monitoring
  • Manage cross-functional coordination with legal, risk, operations, finance, technology, and third-party vendors to implement and enhance compliance solutions
  • Build and enhance pre-trade and post-trade surveillance processes, including tuning alerts and escalating significant issues
  • Partner with trading operations and technology teams to develop and implement automated controls, reports, and dashboards
  • Execute and manage trading-related compliance projects driven by regulatory change or internal initiatives from scoping through delivery
  • Develop and deliver targeted training and guidance for trading personnel to embed compliance-by-design practices
  • Track record of leading cross-functional projects to implement policy, system, or process changes related to trading
  • Support for employee-led affinity groups representing women, people of color and the LGBT+ community

Requirements

  • When you work here, we provide:

Compensation

  • The annual base salary range for this role is $145,000-$175,000 (USD), which does not include discretionary bonus compensation or our comprehensive benefits package.

Benefits

  • Provide real-time compliance coverage for traders, providing clear, actionable guidance on trade approvals and trading conduct
  • We invest in our people, their careers, their health, and their well-being.
  • Fully-paid health care benefits
  • Generous parental and family leave policies
  • Tuition assistance

This listing is sourced directly from Point72's careers page and normalized into a canonical job model.