Raymond James
Sr. Analyst AML-Financial Intelligence Unit (FIU) Transaction Monitoring
Saint Petersburg, Florida - United States, USA · Senior
Sponsorship not specifiedDetected 2 days ago
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About the role
- When associates bring their best authentic selves, our organization, clients, and communities thrive.
- The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs. #LI-AF1
Responsibilities
- Perform continuing activity reviews and identify/report any ongoing suspicious activity.
- Communicate the findings and outcomes of complex investigations to senior leadership (AML Officers) through clear, well-written narratives, including risk analysis and supporting evidence, to support risk-based retention or termination decisions; ensure follow-through on account closures for terminated relationships.
- Monitor regulatory developments and industry trends and support their integration into the firm's AML program.
- Deliver presentations during team and departmental meetings.
- Perform other duties as assigned.
Requirements
- Bachelor's degree from a four-year college or university in a related field, with 3-5 years of relevant experience in financial transactional analysis, AML investigations, and Suspicious Activity Reporting.
- CAMS certification is required within 12 months of the hire date.
- Strong knowledge of bank and brokerage products and practices, including account types and transactional behavior.
- Knowledge of financial crime typologies, including securities fraud and market manipulation.
- Ability to identify patterns, trends, and anomalies in transactional data.
- Ability to work independently and collaboratively in a fast-paced environment.
Nice to have
- Brokerage industry experience (1-2 years) is highly preferred.
Compensation
- The total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions.
Benefits
- The total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions.
Company info
- Grow professionally and inspire others to do the same
- Work with and through others to achieve desired outcomes
- Make prompt, pragmatic choices and act with the client in mind
- Take ownership and hold themselves and others accountable for delivering results that matter
- Contribute to the continuous evolution of the firm
- The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.
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