PRI
Supervisor, Securities Operations
Duluth, GA
Sponsorship not specified$65k-$70kDetected 17 days ago
CRMLeadershipOrganizational Skills
About the role
- Join Our Team In 2025, USA Today recognized Primerica as a Top Workplace USA for the fifth year in a row, and Newsweek named Primerica one of America's Greatest Workplaces for Diversity for the second consecutive year.
- In 2024, the Atlanta Journal-Constitution named Primerica as a Top Workplace for the eleventh consecutive year, and Forbes recognized Primerica as one of America's Best Employers for Women for the fifth year in a row.
- In addition, for the tenth time Primerica has been voted a Best Employer by Gwinnett Magazine.
Requirements
- 5+ years of experience in broker-dealer operations, risk management, compliance testing, or audit
- Familiarity with SEC and FINRA regulations for broker-dealers and investment advisors
- Proven leadership or supervisory experience
- Ability to assess risk and evaluate control effectiveness
- Ability to communicate effectively and professionally with all levels of associates and management
- Ability to detect problems, identify root causes, and recommend practical solutions
Nice to have
- Experience in financial services control testing
- Series 6 and 26 licenses
- Strong knowledge of securities operations processes (licensing, trade review, commissions, reconciliations, asset transfers, etc.)
- Knowledge of BNY and Pershing, WebImage, SuRPAS, CRM, and other Primerica systems
- Experience supporting compliance exams and internal audits
Skills
- Continuously evaluate and enhance testing procedures to improve effectiveness, efficiency, and coverage.
- Prepare quarterly test result reports for Senior Executives to provide insights on control effectiveness, systemic risks, and trends.
Compensation
- In 2025, USA Today recognized Primerica as a Top Workplace USA for the fifth year in a row, and Newsweek named Primerica one of America's Greatest Workplaces for Diversity for the second consecutive year.
- In 2024, the Atlanta Journal-Constitution named Primerica as a Top Workplace for the eleventh consecutive year, and Forbes recognized Primerica as one of America's Best Employers for Women for the fifth year in a row.
- In addition, for the tenth time Primerica has been voted a Best Employer by Gwinnett Magazine.
- Primerica is a great place to work!
- Join our team to experience what it's like to work at "one of the best places to work in the metro Atlanta".
- About this Position
Benefits
- Day one health, dental, and vision insurance
- Vacation, sick, holiday and volunteer time off
- Life and disability insurance
- Flexible Spending Account & Health Savings Account
- Tuition reimbursement
Equal opportunity
- Equal Opportunity Employer.
- At Primerica, we believe that diversity and inclusion are critical to our future and our mission - creating a foundation for a creative workplace that leads to innovation, growth, and profitability.
Visa & Work Authorization
- al opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, geneti
This listing is sourced directly from PRI's careers page and normalized into a canonical job model.