D.A. Davidson

D.A. Davidson

Compliance & Operations Coordinator

Great Falls, MT

Sponsorship not specifiedDetected 10 hours ago
AuditingCommunicationInternal Audit

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16Unrated
Cap-exempt (no lottery)0
Sponsors this role0
Entry-level history0
PERM / green-card track0
Lottery odds40
Fits your clock70

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About the role

  • D.A. Davidson Companies is an independent, employee-owned company with a rich history spanning 90 years.
  • Just as we work to improve our clients' financial well-being, we also work to strengthen local communities-and giving back is one of our core values.
  • You can learn more about our company culture and impact in our latest annual report.

Responsibilities

  • We support a friendly, open and supportive culture, and encourage candid communication and productive engagement that make our companies and each of us better.
  • Contribute to effective business operations through the support of operational functions for DTC.
  • In addition, perform regular compliance testing to ensure the DTC is in alignment with its risk management program.
  • At D.A. Davidson, we are committed to fostering a diverse environment that supports the development and inclusivity of all employees.
  • Online access support for clients and internal communication with Operations team
  • Perform any other duties and special projects assigned.

Requirements

  • ability to work overtime if needed
  • Proven analytical ability and detail orientation with ability to manage client and firm priorities
  • Ability to maintain client confidentiality
  • Ability to work effectively as part of a team
  • Ability to maintain regular, predictable attendance
  • Provide support to DTC's Compliance Officer and Operations team
  • Perform routine risk testing (daily, monthly, quarterly, annually) as outlined by DTC's risk matrix
  • Support the DTC Compliance Officer on external/internal audit coordination

Nice to have

  • High School diploma and/or equivalent work experience
  • Associate or Bachelor's Degree a plus
  • Effective communication skills both verbal and written
  • Strong computer skills, currently Microsoft Suite of products and ability to learn proprietary bank platforms and software
  • ability to work overtime if needed Duties:
  • surface any findings through the appropriate channel
  • Attend DTC's weekly Risk Committee meeting and keep ongoing log of compliance related projects/policy updates
  • Coordination of corporate actions received

Compensation

  • You can learn more about our company culture and impact in our latest annual report.
  • Perform routine risk testing (daily, monthly, quarterly, annually) as outlined by DTC's risk matrix; surface any findings through the appropriate channel
  • Perform routine operations reporting (daily, monthly, quarterly, annually)

Benefits

  • Competitive salary plus excellent benefits and perks including, but not limited to:
  • Medical, Dental and Vision
  • Company 401(k)and ESOP contribution
  • Generous sick, vacation, and maternity/parental leave
  • Tuition Reimbursement ($15,000 lifetime cap)
  • We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status.

Company info

  • We are dedicated to conducting our business in accordance with the highest standards of integrity and ethics, and delivering outstanding service to our clients and each other.
  • We are an equal opportunity employer and value diversity at our company.

Equal opportunity

  • Please contact us to request accommodation.
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