D.A. Davidson

D.A. Davidson

Registered Client Associate

Seattle, WA

Sponsorship not specified$30k-$36kDetected 6 days ago
CRMExcelCustomer SupportCommunicationProblem SolvingMicrosoft Office

About the role

  • Just as we work to improve our clients' financial well-being, we also work to strengthen local communities-and giving back is one of our core values.
  • You can learn more about our company culture and impact in our latest annual report.

Responsibilities

  • Review, maintain and process account documents and information
  • Assist FA in developing and implementing periodic client mailings, communications and events.
  • Provide administrative support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned by the FA and/or Branch Manager.
  • At D.A. Davidson, we are committed to fostering a diverse environment that supports the development and inclusivity of all employees.

Requirements

  • D.A. Davidson Companies is an independent, employee-owned company with a rich history spanning 90 years.
  • Successful completion of the (SIE) Securities Industry Essentials and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]) or the ability to obtain licensing is required.
  • Post-Secondary education preferred.
  • Solid technology skills (Microsoft Word, Excel and Outlook). Experience with Thomson ONE, Envestnet, CRM, Money Guide Pro preferred.
  • Strong attention to detail and accuracy including the ability to perform semi-advanced math.
  • Proven ability to manage multiple demands and competing priorities in a deadline-oriented environment.
  • Ability to maintain regular, predictable attendance and to work overtime as needed.

Nice to have

  • Significant knowledge of the securities industry, its operations and products to include stocks, bonds, margin accounts, options, mutual funds, annuities and insurance products.
  • Some previous experience as a Registered Client Associate is preferred.
  • Solid technology skills (Microsoft Word, Excel and Outlook).
  • Experience with Thomson ONE, Envestnet, CRM, Money Guide Pro preferred.
  • Excellent communication (written and verbal), problem solving and client service skills.
  • Provide exceptionally professional and courteous customer service supporting client satisfaction including effectively articulating certain requirements in a regulatory environment.
  • Adherence to all Branch, Firm and Compliance policies, procedures, rules and regulations.
  • Assist FA with comprehensive financial plans for current and prospective clients.

Compensation

  • You can learn more about our company culture and impact in our latest annual report.

Benefits

  • Competitive salary plus excellent benefits and perks including, but not limited to:
  • Medical, Dental and Vision
  • Company 401(k)and ESOP contribution
  • Generous sick, vacation, and maternity/parental leave
  • Tuition Reimbursement ($15,000 lifetime cap)
  • We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status.

Equal opportunity

  • We are an equal opportunity employer and value diversity at our company.
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This listing is sourced directly from D.A. Davidson's careers page and normalized into a canonical job model.