Comply
Partnership Compliance Consultant
United States
No sponsorship$110k-$140kDetected 609 days ago
ExcelProblem SolvingMicrosoft Office
About the role
- Comply is seeking a polished and accomplished Partnership Compliance Consultant to join our growing team.
- Our ideal candidate is motivated, detail-oriented, and passionate about delivering high-quality services to our clients by offering innovative and unique solutions to overcome complex challenges.
Responsibilities
- With more than 5,000 clients and hundreds of employees across the globe, Comply empowers Chief Compliance Officers and their teams to proactively manage regulatory obligations, mitigate risk, and scale with efficiency and confidence.
Requirements
- Law or financial degree and/or equivalent compliance experience.
- Knowledge and understanding of the Investment Advisers Act of 1940 and/or Securities Exchange Acts, FINRA rules and regulations governing broker dealers.
- Ability to engage in complex problem solving and analytical thinking as required.
- Demonstrated ability to work effectively within a client service-oriented, collaborative environment.
- Applicants must be authorized to work for any employer in the United States.
- Excellent interpersonal skills, with the ability to manage relationships with colleagues and stakeholders at all levels.
- Willingness and ability to periodically travel onsite to clients for consulting duties
- Proficient in Microsoft Office Suite (Excel, Word, PowerPoint, & Outlook)
Compensation
- Provide proactive support and timely execution of service deliverables for annual Partnership engagements.
Benefits
- Prepare and deliver high-quality client content for conferences, webinars, and education materials.
- To learn more about our values, mission and the wide-range of perks offered to employees at Comply, visit https://www.comply.com/careers/.
- All qualified applicants will receive consideration for employment without regard to race, color, religion, disability, sex, sexual orientation, gender identity, or national origin.
Company info
- Currently, we are unable to sponsor or take over sponsorship of an employment Visa at this time.
- Comply is the leading provider of compliance SaaS and consulting services for the global financial services sector.
Equal opportunity
- Comply is an Equal Opportunity Employer.
Visa & Work Authorization
- Applicants must be authorized to work for any employer in the United States.
This listing is sourced directly from Comply's careers page and normalized into a canonical job model.