Cboe Global Markets

Cboe Global Markets

Investigator

Kansas City, Missouri, United States of America

No sponsorship$72k-$94kDetected 22 days ago
Data AnalysisAccountingExcelLeadershipCommunicationCollaborationProblem SolvingOrganizational SkillsMicrosoft Office

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odds of building a lasting career here

37Risky
Cap-exempt (no lottery)0
Sponsors this role80
Entry-level history0
PERM / green-card track0
Lottery odds (Level I)39
Fits your clock70

Thin sponsorship signal and lottery-bound (~15% per draw). A low-probability bet with your clock running. Prioritize cap-exempt roles and proven entry-level sponsors first.

Lottery odds assume a STEM candidate.

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Employer immigration record

from this employer's Department of Labor filings

Green-card filing pattern in this occupation

Context, not a finding about this posting: of this employer's 5 green-card filings in this occupation, 100% were for a worker who already held the job.

Sourced from Department of Labor LCA, PERM and prevailing-wage disclosure data. Employer matching is by name, so figures may be split across an employer's legal entities. Absence of a filing means none appears in our copy of the data, not that none exists.

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About the role

  • At Cboe Global Markets, we inspire our people to solve complex challenges together because what we do matters.
  • We provide the financial infrastructure that powers the global economy.
  • Our teams are empowered to share ideas, actively pursue them and bring on a challenge.

Responsibilities

  • Gather, organize, and analyze evidence across multiple data sources to support investigative conclusions and disposition recommendations.
  • Manage assigned investigations from inception to conclusion, meeting expected guidelines and quality standards throughout all stages, including evidence collection, analysis, and case resolution.
  • Collaborate cross-functionally with Equities Surveillance, Enforcement, and other relevant teams to enhance investigative processes; create solutions that improve team effectiveness and efficiency; and support a cohesive Regulatory Program.
  • Present case information to management and Enforcement teams, by articulating investigative findings, evidentiary support, and recommended outcomes clearly and persuasively.
  • Building trusted markets - powered by our people
  • As a leading provider of market infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants around the world.

Requirements

  • At least two years of experience in the securities industry, regulatory environment, compliance, or a related legal/investigative field.
  • Knowledge & Skills
  • Working knowledge of, or demonstrated aptitude to quickly learn, U.S. equities markets, market structure, and trading operations, including the Exchanges' rules and applicable SEC rules and regulations.
  • Ability to analyze trading data to identify patterns, anomalies, and potential violations, with growing proficiency in data querying tools or trading surveillance platforms.
  • Strong written communication skills, including the ability to draft organized investigative reports.
  • ability to present case findings credibly to management, the Enforcement team, and external parties including the SEC and other SROs.
  • Assist Enforcement with formal disciplinary proceedings, including preparation of supporting materials, as required.
  • Participate in on-the-record testimonies as required, assisting with preparation of relevant materials.

Nice to have

  • Bachelor's degree required
  • degree(s) in Finance, Law, Accounting, Economics, Business, or a related field preferred.
  • Prior experience related to investigations, compliance, or trading surveillance is a plus.
  • Experience working with or at a Self-Regulatory Organization ("SRO"), the SEC, FINRA, or a similar regulatory body is a plus, though not required.
  • Proficiency in MS Office Suite, including Excel
  • ability to use data analysis tools relevant to trading surveillance is a plus.

Compensation

  • Fair and competitive salary and incentive compensation packages with an upside for overachievement

Benefits

  • We value the total wellbeing of our people - including health, financial, personal and social wellness.
  • We believe standard benefits like health insurance and fair pay are a given at any organization.
  • Generous paid time off, including vacation, personal days, sick days and annual community service days
  • Participate in training and continuing education opportunities, industry developments, and team meetings to build and maintain a working understanding of the equities regulatory environment.

Company info

  • We are committed to fostering a workplace where all individuals are valued and respected.
  • Salary Ranges (applicable for US locations only) At Cboe, we are committed to providing a competitive, transparent, and market‑informed total rewards program.

Equal opportunity

  • We're proud to be an equal opportunity employer who does not discriminate against any employee or applicant for employment based on any legally protected characteristic, including race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, genetic information, or veteran status.
  • This position is not eligible for visa sponsorship.
  • Candidates must be legally authorized to work in the United States without the need for employer sponsorship now or in the future.
  • Salary Ranges (applicable for US locations only)

Visa & Work Authorization

  • This position is not eligible for visa sponsorship.
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This listing is sourced directly from Cboe Global Markets's careers page and normalized into a canonical job model.