Marex
Head of Broker Dealer Compliance, Americas and Chief Compliance Officer
New York, NY · Exec
Sponsorship not specified$290k-$335kDetected 15 hours ago
CompliancePLCCollaborationAdaptability
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odds of building a lasting career here
37Unrated
Cap-exempt (no lottery)0
Sponsors this role0
Entry-level history0
PERM / green-card track0
Lottery odds (Level IV)94
Fits your clock70
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About the role
- The group provides comprehensive breadth and depth of coverage across four core services: clearing, agency and execution, market making, and hedging and investment solutions.
- It has a leading franchise in many major metals, energy and agricultural products, with access to 60 exchanges.
- The group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers.
Responsibilities
- Company Values Be collaborative - by working together across the organisation, we foster teamwork, can better respond to challenges and successfully deliver for our clients Act with integrity - we pride ourselves on our honesty and high ethical standards.
- We apply these values when working with all our clients, colleagues and other stakeholders Be adaptable and entrepreneurial - we embrace change as markets evolve to constantly increase our efficiency and create innovative solutions for our clients.
- Nurture talent - we aim to grow our own talent and make Marex the place ambitious, hardworking and talented people choose to build their career.
- This means giving and taking stretch opportunities, taking risks, and committing to career development and support - for ourselves, and our teams.
- Marex must navigate a wide range of regulatory requirements to maintain licenses and protect Marex's reputation.
- Compliance Officers monitor transactions, conduct regular audits, train employees on regulatory requirements, and implement policies and procedures to minimize non-compliance risks.
Compensation
- $290,000 to $335,000 per year and eligible for discretionary bonus.
Benefits
- $290,000 to $335,000 per year and eligible for discretionary bonus.
Company info
- We are interested in the world around us and inquisitive about understanding the challenges and opportunities our clients face.
- Be respectful - how we treat each other, and our clients says everything about who we are.
Equal opportunity
- We value the differences that a diverse workforce brings to the company.
This listing is sourced directly from Marex's careers page and normalized into a canonical job model.