Sia Partners
Senior Consultant - Risk and Compliance
Toronto, ON, Canada · Senior
Sponsorship not specifiedDetected 63 days ago
Data ScienceComplianceProject ManagementExcelLeadershipCommunicationProblem SolvingMentoringPublic Speaking
About the role
- We're optimists for change and we help clients initiate, navigate and benefit from transformation.
Responsibilities
- Regulatory Obligations Management: Analyze, interpret, and document legal and regulatory requirements to identify, map, and update obligations within the client's Regulatory Compliance Management (RCM) library
- Control Design & Implementation: Advise on, design, and implement robust operational controls and compliance frameworks to ensure adherence to regulations
- Risk Assessment & Testing: Lead RCSA (Risk and Control Self-Assessments) initiatives, conduct thematic reviews, and perform testing of controls to identify compliance deficiencies and operational gaps
- Project Leadership: Manage project workstreams, including timelines, budgets, and deliverable quality, while coaching junior staff.
- Regulatory Analysis & Strategy: Assess and interpret emerging regulatory trends, supervisory expectations, and enforcement actions to develop compliance strategies
- Compliance Best Practices: Understand, develop and maintain best practices for regulatory compliance
- Innovative Problem Solving: Independently identify and analyze complex business problems and proactively develop innovative and sustainable solutions using consulting frameworks and other problem-solving tools
- Data-Driven Insight & Communication: Distill complex information into clear problem statements, independently develop and implement data driven solutions, and synthesize insights into compelling presentations and recommendations for senior leadership
- Risk & Compliance Transformation Support: Ability to support transformational client engagements across both first line functions (Controls design, control testing) and second line functions (operational risk, compliance)
- Manage project workstreams, including timelines, budgets, and deliverable quality, while coaching junior staff.
Requirements
- Ability to read laws, regulations and rules to understand applicability of obligations for client context and assist with mapping obligations to controls
Nice to have
- 3-5 years of experience in regulatory compliance and operational risk management, preferably within a consulting firm or financial institution.
- Deep understanding of North American regulatory landscape (e.g. OSFI, FINRA, OCC, CIRO).
- Experience in key areas such as Enterprise Risk, Operational Risk, and Regulatory Compliance and / or a desire to further expand knowledge and skills across diverse domains
- Bachelor's degree in Finance, Law, Business, or Risk Management
- CPA, CIA, CISA, or CAMS certification preferred.
- Strong, concise communication skills for interacting with senior management and presenting complex regulatory issues
- Experience with AI governance, assess AI use cases and agentic solutions
Skills
- Sia is a next-generation, global management consulting group.
- Today our strategy and management capabilities are augmented by data science, enhanced by creativity and driven by responsibility.
- Our expertise delivers results.
- Our optimism transforms outcomes.
- Strategy & Management Consulting
- These are the six core values that guide all our actions.
Benefits
- Entrepreneurial journey
- Continuous learning & development opportunities
- Diversity, equity, and inclusion programs with an ever-growing list of global affinity initiatives
Equal opportunity
- All your information will be kept confidential according to EEO guidelines.
- Sia is an equal opportunity employer.
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This listing is sourced directly from Sia Partners's careers page and normalized into a canonical job model.