Fidelity Investments
Associate Analyst, Brokerage Operations
Westlake, TX · Full-time
Sponsorship not specifiedDetected 8 days ago
ExcelCommunicationTime Management
About the role
- You will work closely with management to identify and resolve complex issues related to the resolution of the fail and identify trends.
Requirements
- Excellent communication and interpersonal skills and the ability to effectively train associates
- Strong knowledge of internal systems and PC applications (especially with Excel)
- To do this well, as a privately held company, we place a high degree of value in nurturing a work environment that attracts the best talent and reflects our commitment to being an employer of choice.
Nice to have
- Resolve risk related transactions and escalate accordingly
- College degree preferred
- 2-4 years of relevant buy-in experience or 3-5 years of brokerage experience
- Knowledge of DTCC PTS terminal as well as DTCC's SmartTrack system
- Knowledge of SEC Rule 204 Buy-In process
- Expert knowledge of industry regulations and with firm policies and procedures
- Attention to details while being efficient and effective (time management)
- Ability to communicate effectively with internal and external business units
Benefits
- Manage outgoing buy-ins and ensure proper coverage on incoming buy-ins while meeting all applicable deadlines
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