Gemini

Gemini

Head of Compliance, Gemini Galactic Markets, LLC

New York, New York; Miami, Florida; Remote (USA) · Exec

Sponsorship not specified$151k-$280kDetected 12 days ago
ComplianceRecruitingCollaborationWriting

About the role

  • Head of Compliance, Gemini Galactic Markets, LLC
  • strong command of supervisory and surveillance operations across listed securities and derivatives, financial and segregation reporting obligations, and familiarity with digital assets.
  • This role will report into Gemini's Global Chief Compliance Officer.

Responsibilities

  • Provide compliance advisory and support to the broker-dealer business and oversee the development of the broker-dealer compliance program
  • Maintain the firm's AML program covering both broker-dealer and FCM activities
  • Draft, maintain, and implement Written Supervisory Procedures and other internal policies and procedures
  • Collaborate cross-functionally with technology, product, and legal teams on trading system operations to ensure compliance with regulation and regulatory expectations

Requirements

  • NFA Series 3 (or ability to obtain within 120 days of hire)
  • 10+ years of securities and/or commodities regulatory compliance experience
  • Deep expertise in broker-dealer and/or FCM operations and the associated regulatory frameworks
  • Strong understanding of FINRA, SEC, CFTC, and NFA compliance requirements
  • Comfort working in a technology-forward environment
  • Superior writing skills, including the ability to analyze and assess large amounts of information into succinct responses

Nice to have

  • Advanced degree/certifications, e.g. JD, MBA
  • Familiarity with virtual currencies, digital transfer platforms, ATS
  • Strong cross-functional collaboration skills
  • Experience with surveillance and supervision across securities and derivatives at a multi-registrant firm
  • Competitive starting pay
  • 401K with company matching
  • It Pays to Work Here

Compensation

  • The base salary range for this role is between $150,500 - $279,500 in the State of New York, the State of California and the State of Washington.
  • When determining a candidate's compensation, we consider a number of factors including skillset, experience, job scope, and current market data.
  • Oversee the FCM compliance program, including the firm's risk management program and annual CCO report

Benefits

  • As a publicly traded company, Gemini is poised to accelerate this vision with greater scale, reach, and impact.
  • Advise on core compliance matters including registrations, employee trading, outside business activities, and continuing education requirements
  • This range is not inclusive of our discretionary bonus or equity package.

Company info

  • Gemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offering a wide range of simple, reliable, and secure crypto products and services to individuals and institutions in over 70 countries.
  • Our mission is to unlock the next era of financial, creative, and personal freedom by providing trusted access to the decentralized future.
  • We envision a world where crypto reshapes the global financial system, internet, and money to create greater choice, independence, and opportunity for all - bridging traditional finance with the emerging cryptoeconomy in a way that is more open, fair, and secure.
  • The Department: Compliance
  • The Compliance Team at Gemini is dedicated to managing the next generation of compliance risk in a complex and evolving regulatory environment.
  • We are a diverse group of technology, legal, and operational professionals who develop new approaches to solving classic problems using cutting edge tools and processes.
  • In the United States, we offer a hybrid work approach at our hub offices, balancing the benefits of in-person collaboration with the flexibility of remote work.

Equal opportunity

  • Equal Opportunity is the Law, and Gemini is proud to be an equal opportunity workplace.
  • If you have a specific need that requires accommodation, please let a member of the People Team know.

Visa & Work Authorization

  • al employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity, or Veteran status
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This listing is sourced directly from Gemini's careers page and normalized into a canonical job model.