Flourish

Flourish

Risk & Controls Associate

New York · Principal

Sponsorship not specified$88k-$116kDetected 16 days ago
ComplianceAccountingAuditingLeadershipCommunicationProblem SolvingInternal Audit

About the role

  • The Flourish Risk & Controls team is responsible for monitoring risk across Flourish and providing insights to enable effective risk management.
  • As a member of the team, you will advise the business, including product and engineering groups, while identifying areas of risk and making recommendations on mitigating controls.
  • You will contribute to the strategic development of the controls strategy for the business and assist in the decision making process for business initiatives including product launches and system implementations.

Responsibilities

  • You will partner with leaders and stakeholders across the organization to achieve a strong control environment that enhances and protects organizational value.
  • Maintain the inventory of internal controls and assist control owners in their knowledge and understanding of the controls they own
  • Develop internal audit scope and audit plans
  • Maintain open communication with teams and leadership across the organization
  • Manage the relationship with the external auditors
  • Project manage the external audits across multiple regulatory regimes including the audit preparation process and communication between auditors and control owners

Requirements

  • Bachelor's degree in Business, Finance, Accounting, or related field, or equivalent experience
  • 3+ years of work experience in an audit, advisory consulting, or risk management role
  • Experience designing, testing, implementing internal controls and reviewing business processes
  • Ability to navigate through ambiguity
  • Excellent communication skills, with the ability to work with a wide variety of stakeholders
  • Ability to interact with all levels, set objectives, and create results
  • Ability to manage and coordinate multiple project assignments simultaneously in a fast-paced environment
  • Ability and willingness to take initiative to address problems and make continuous process improvements

Nice to have

  • CPA, CA, CIA, or related experience
  • Knowledge of NAIC Model Law on Suitability in Annuity Transactions
  • Knowledge of the AICPA Trust Services Criteria for SOC 2 Examinations
  • Knowledge of broker-dealer compliance requirements, including SEC Rule 17a-5

Compensation

  • $88,300 - $115,900 plus bonus
  • As a member of the team, you will contribute to the execution of the annual risk assessment process and design and execute risk-based audit programs to address the identified risks and compliance requirements.

Benefits

  • Headquartered in New York City, we are an independently-operating, wholly-owned subsidiary of MassMutual Life Insurance Company.

Company info

  • With an eye for details, you are excited to monitor the risk environment of the Company and provide insights to enable effective risk management.
  • You enjoy partnering with the business by providing advice, guidance, and problem solving to identify areas of risk and make valuable recommendations on controls.
  • You are interested in influencing change and decisions for business initiatives, project launches, and system implementations.
  • A dynamic environment is motivating and you are passionate about technology and able to focus on key issues and the details that come with it.

Equal opportunity

  • All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or protected veteran status.

This listing is sourced directly from Flourish's careers page and normalized into a canonical job model.