LPL Financial
Registered Client Service Associate - Raleigh, NC
Raleigh NC - Field Mgmt
Sponsorship not specified$26k-$43kDetected 29 days ago
CRMAccount ManagementHRCommunicationProblem SolvingOrganizational SkillsMicrosoft Office
About the role
- within the financial advisor's practice.
- This role is pivotal in enhancing the client experience, ensuring seamless
- account management, and upholding compliance standards.
Responsibilities
- Monitor and manage client account activities, this may include contributions, distributions, trading and
- Maintain organized and up-to-date client records in the firm's CRM system.
- Stay informed about changes in compliance requirements and implement necessary adjustments to
- And they have the freedom to manage their client relationships, because they know their clients best.
- Please log in or create an account to apply to this position.
Requirements
- Active Series 7 or Series 66 (or Series 63/65 combination) required.
- Strong knowledge of financial products and services, with the ability to execute trades and discuss investment recommendations within compliance guidelines.
- Highly organized and detail-oriented, with proficiency in Microsoft Office and financial CRM systems
- Bachelor's degree in finance, business or accounting.
Skills
- Possess strong organizational skills, exceptional communication abilities, and a commitment to
Compensation
- Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location.
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This listing is sourced directly from LPL Financial's careers page and normalized into a canonical job model.