External Private

Compliance Manager

Boston

Sponsorship not specified$125k-$150kDetected 5 days ago

ComplianceBusiness DevelopmentLeadershipCommunicationProblem SolvingTime ManagementPublic Speaking

About the role

Today, our team includes 1,880+ employees in 24 offices on four continents.
Our people are the heart of our advantage.
Colleagues at all levels have a seat at the table as they tackle business challenges with a principal investor mindset.

Responsibilities

Own the design, implementation, testing, and ongoing oversight of the 38a-1 compliance program for Bain Capital's BDCs, as well as the associated 206(4)-7 compliance program elements for the Private Credit investment adviser
Work closely with legal, finance, operations, and portfolio management to develop, document, and maintain policies and procedures reasonably designed to prevent, detect, and correct violations of applicable securities laws
Partner with investment staff, including portfolio managers and deal teams, to troubleshoot compliance questions and support transaction execution across the Private Credit platform
Collaborate with finance and operations counterparts on compliance matters including expense allocation review, cross-trade procedures, and operational workflows
Coordinate management of regulatory inquiries and examinations; lead or support examination readiness efforts
Develop, implement, and maintain compliance policies and procedures for Private Credit business functions; assist with broader firm-wide policy development
Provide compliance oversight of third-party service providers; manage relationships with outside fund counsel and other key vendors
Background working closely and collaboratively with investment teams across the deal lifecycle, including portfolio managers and deal teams; ability to build trust with investment professionals and serve as a genuine business partner rather than a gatekeeper
Background working across the deal lifecycle with finance and operations professionals; practical commercial instincts and ability to deliver solutions under time pressure

Requirements

The ideal candidate brings a proactive, program-builder mindset - comfortable identifying gaps, proposing solutions, and driving initiatives to completion without waiting to be directed.

Nice to have

Demonstrated experience designing, managing, or materially supporting an Investment Company Act 38a-1 compliance program
BDC experience strongly preferred

Compensation

Expected Annual Base Salary $125,000 - $150,000
Actual base salary will be determined by a wide range of factors including but not limited to role, function, level, experience, qualifications and geographic location.
In addition to a competitive base salary, this position may be eligible for a discretionary annual bonus based upon factors such as individual impact, team and firm performance.
Prepare quarterly and annual compliance reports and updates for the boards of each BDC, including presenting at board meetings and serving as a regular compliance contact for independent directors
Coordinate and manage the annual 38a-1 compliance program review

Benefits

Bain Capital offers a competitive benefits package designed to support employees' health, financial security, family needs, and overall well-being.
We are committed to equal employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity or Veteran status.

Equal opportunity

Bain Capital is an equal opportunity employer.

Visa & Work Authorization

al employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity or Veteran status

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