Fidelity Investments
Senior Compliance Advisor
Jersey City, NJ · Senior · Full-time
No sponsorship$85k-$171kDetected 15 days ago
ComplianceAccountingCommunicationCritical ThinkingInternal Audit
About the role
- Supporting the Regulatory Management Team by assisting with timely responses to regulatory exams.
- Positive interpersonal communication skills; ability to work independently and as part of a close-knit team.
Responsibilities
- In this role, you will provide regulatory support to Operations, Treasury, and Accounting teams that operate within Fidelity's broker-dealers.
- You will collaborate closely with Internal Controls, Audit, and other business partners to continuously strengthen the compliance program as the regulatory landscape and Fidelity's business activity changes.
Requirements
- The Expertise and Skills you Bring
- Ability to work effectively managing competing priorities in a fast-moving, challenging regulatory environment.
- 4-year college degree required; MBA or JD is a plus.
Nice to have
- 4-year college degree required
- MBA or JD is a plus.
- Minimum 3-5 years of related experience in Compliance, Risk, Audit or Legal focused on The Net Capital and Customer Protection rules is preferred.
Skills
- Strong analytical, organizational, and critical thinking skills.
Compensation
- The base salary range for this position is $85,000-171,000 USD per year.
- Base salary is only part of the total compensation package.
Benefits
- Depending on the position and eligibility requirements, the offer package may also include bonus or other variable compensation.
Visa & Work Authorization
- Note: Fidelity will not provide immigration sponsorship for this position.
Apply directly at Fidelity Investments →Create a free account for alerts like thisView Fidelity Investments immigration profile
This listing is sourced directly from Fidelity Investments's careers page and normalized into a canonical job model.