Farther
Senior Regional Compliance Associate
Hybrid - Irving, TX · Senior
Sponsorship not specifiedDetected 23 days ago
LeadershipMentoring
About the role
- Farther is looking for a sharp, detail-oriented compliance professional to join our growing team as a Senior Regional Compliance Associate.
- In this role, you'll be embedded in one of our geographic regions, serving as the day-to-day compliance resource for a distributed network of advisors.
Responsibilities
- Investigate, document, and help resolve client complaints in coordination with the broader Compliance team
- Support regulatory examinations, internal audits, and ongoing Compliance initiatives
- Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards
- Chart your own growth path as we expand
Requirements
- Bachelor's degree or higher
- Please note: Some regional travel is required (~30%) and working hours may vary depending on the region you support.
Benefits
- Full health benefits + 401(k) matching & Roth IRA options
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