Mercer Advisors

Senior Compliance Manager - Enhanced Monitoring & Supervision

Remote, USA · Senior

Sponsorship not specified$128k-$150kDetected 16 days ago

ComplianceExcelHRISCommunicationMicrosoft Office

About the role

This role focuses on identifying, assessing, and monitoring elevated risk across clients, employees, advisors, and business practices.
Essential Job Functions for this role include:
Oversee enhanced due diligence-style reviews

Develop risk scoring methodology and high-risk criteria based on client risk indicators, regulatory obligations and firm risk thresholds
Design and manage heightened supervision plans
Develop dashboards and reporting for senior management
Support regulatory readiness and audit documentation

For information about applicant rights, required employment notices, E-Verify participation, and state specific disclosures, please review our Applicant Notices and Employment Rights.

This professional role requires availability during standard business hours of Monday through Friday from 8AM to 5PM.
At times, the role may have early or late hours to meet business tasks and deadlines for external and internal client needs.
All roles classified as a non-exempt are required to record working time into the timekeeping system daily at the start and end of each workday plus a 30-minute unpaid lunch period.

Bachelor's degree required
5+ years of experience in compliance or risk management
Strong knowledge of investment adviser regulations, AML and enhanced due diligence requirements.
Strong analytical, investigative, and documentation skills.
Strong written and verbal communication skills, including interaction with regulators.
Proficiency in Microsoft Office applications (Excel, Word, Outlook, PowerPoint).
CAMS or equivalent AML certification preferred
Implement and maintain High Risk Client Framework
Knowledge, Skills, and Abilities:

$127,500 - $150,000 USD
Actual base pay within this range will be based on a variety of factors, including but not limited to the applicant's geographic location, relevant experience, education, skills and licenses/certifications.
This position is also eligible to earn incentive compensation through one of Mercer Advisors' incentive compensation programs.
Base Pay Range

Company Paid Short-Term and Long-Term Disability Insurance
Supplemental Life & AD&D; Short-Term Disability; Accident; Critical Illness; and Hospital Indemnity Insurance
Three Cigna medical plans offerings including two High Deductible Health Plans and a Traditional Co-Pay medical plan.
Kaiser Medical plans available in California
Health Savings Account (HSA) with company contributions if enrolled in either HDHP medical plan.
Two comprehensive Dental Plans
Vision Insurance Plan
Generous paid time off program for vacation and sick days
Family Medical Leave
Paid Parental Leave (8 weeks)
Mercer Advisors offers a competitive and robust benefit package to our employees.
Our benefit programs are focused on meeting all of our employees and their eligible dependents health and welfare needs.

We offer the following:
We are not accepting unsolicited resumes from agencies and/or search firms for this job posting.

equal opportunity employer and does not discriminate on the basis of any characteristic protected by applicable federal, state, or local law.
If you need an accommodation during the application or hiring process, please email PeopleTeam@merceradvisors.com.
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This listing is sourced directly from Mercer Advisors's careers page and normalized into a canonical job model.