Bracebridgecapital
Compliance Associate
Boston, MA
Sponsorship not specified$115k-$130kDetected 4 days ago
ComplianceExcelCommunicationSharePoint
About the role
- Bracebridge Capital, LLC is a leading alternative asset manager with approximately $12 billion of net assets under management.
- The firm pursues investment strategies primarily within the global fixed income markets with the objectives of capital preservation and absolute return without significant correlation to equity, interest rate and foreign exchange markets.
- Approximately 170 employees operate from our office located in Boston's historic Back Bay.
Responsibilities
- Partner with internal stakeholders to support firm-wide compliance initiatives
- Maintain the firm's Restricted List and assist with MNPI procedures and administration of the firm's order management system
- Support the firm's communications surveillance program
- Support the oversight of vendor due diligence
- Provide ad hoc assistance and support to the Chief Compliance Officer and compliance team when needed
- Bracebridge Capital is seeking a Compliance Associate who will work with a team to maintain and enhance the overall compliance program and to ensure compliance with SEC, CFTC and other applicable rules and regulations.
Requirements
- Bachelor's degree required
- Minimum of 5 years of professional experience in operations, audit, compliance, or similar role with exposure to financial products
- Experience monitoring personal trading, outside business activities, gifts and entertainment, and political contributions
- Demonstrated professional integrity, sound judgment, and discretion in handling confidential information
- Strong work ethic, initiative, and a proactive, solutions-oriented approach
- Proven ability to manage multiple priorities, meet deadlines, and consistently deliver accurate, high-quality work in a fast-paced environment
- Collaborative team player with excellent organizational, interpersonal, and written and verbal communication skills
- Proficiency in Microsoft Excel, Word; SharePoint and StarCompliance experience a plus
- Perform other duties and responsibilities as assigned
Nice to have
- Proficiency in Microsoft Excel, Word
- SharePoint and StarCompliance experience a plus
- Knowledge of the Advisers Act of 1940 and related rules and regulations a plus
- Knowledge of fixed income products a plus
- Knowledge of conflict of interest and related compliance risks a plus
Compensation
- Base salary within the range will be determined by various factors including but not limited to the individual's experience, skills and qualifications.
- $115,000 - $130,000
- Facilitate the onboarding of new employees; conduct initial and annual compliance training
Benefits
- Established in 1994, Bracebridge manages private investment funds that serve endowments, foundations, pension funds and other institutional and high-net-worth investors.
- The entrepreneurial and collaborative culture at Bracebridge rewards and supports motivated, dedicated, enthusiastic and intellectually curious individuals.
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