Abrdn
Risk & Compliance Analyst - Registered Funds
Philadelphia
Sponsorship not specifiedDetected 1 day ago
CompliancePLC
About the role
- The Registered Fund Risk & Compliance Analyst will report to the Fund CCO.
Responsibilities
- Support the Fund CCO to establish, maintain and implement a compliance program to meet the obligations of Rule 38a-1 of the 1940 Act for Aberdeen's registered funds (open-end, closed-end and ETFs).
- Maintain and update appropriate compliance documents, including Aberdeen's registered fund compliance manuals.
- Assist the Fund CCO to deliver trainings to registered funds to key stakeholders, including portfolio managers of Aberdeen's registered funds.
- Our strategic drivers are the foundations from which we deliver for all our stakeholders: High Impact Intelligence, Enduring Relationships, Connections without borders and Future fit.
- We have a long-term commitment to building inclusive workplaces; we value diversity in our workforce and welcome enquiries from everyone.
- We support a culture that values meritocracy, fairness and transparency and welcomes enquiries from everyone.
Requirements
- 3-5 years working in compliance, with a focus on registered fund compliance
- Bachelors degree or higher
- You can find out more about our inclusive culture here.
- Strong fundamental understanding of the Investment Company Act of 1940
- Demonstrated skill in stakeholder engagement and management;
- Best in class Medical, Dental, and Vision plans with well-known carriers; Telehealth and Health Concierge services.
- Health, Dependent and Commuter Flexible Spending Plans.
- Employer provided Life Insurance, Critical Illness Insurance, Short Term and Long-Term disability with additional optional coverage options.
- Investing for your Future
- 401(k) Retirement Savings plan with top notch company Profit Sharing contribution which is immediately vested!
- Generous time off starting day one with 4+ weeks annual vacation plus 9 paid holidays.
- Paid Parental, Adoption, and Family Sick/Caregiver leave programs.
- Volunteer Days and Study Time to focus on what is important to you!
Nice to have
- Prior experience of working directly for or with a registered fund CCO preferred
Compensation
- Take the lead, with the guidance and direction of the Fund CCO, to prepare 38a-1 quarterly and annual reports to be delivered to the respective registered fund boards.
- Work with the Fund CCO to set, maintain and oversee an annual risk-based testing program for Aberdeen's registered funds. Perform certain tests when required.
- Make a donation to your favorite Charity and Aberdeen will match up to $500 per year!
Benefits
- Investing for your Future - 401(k) Retirement Savings plan with top notch company Profit Sharing contribution which is immediately vested!
- From helping you navigate the healthcare system, to providing resources and assistance to parents and caregivers of children with development disabilities.
- Flexible, voluntary benefits including Accident Insurance, Identity Protection, and Legal Assistance.
- Wellness program including Nutritional Counselling and Gym Membership Reimbursements.
- If you need assistance or a reasonable adjustment due to a disability, please let us know as part of your application and we will assist.
- If you need assistance or an adjustment due to a disability please let us know as part of your application and we will assist.
Company info
- Aberdeen Investments is part of Aberdeen Group plc, one of the UK's leading Wealth & Investments groups.
- Strengthening talent and culture is one of our strategic priorities.
- We strive to make Aberdeen a great place to work so that we can attract and retain the industry's best talent.
- Our people put our stakeholders at the heart of everything they do by helping us to make a positive difference to the lives of our clients, customers, colleagues, shareholders and society.
- We are repositioning our specialist asset management business to meet client demand and are committed to providing excellent client service, supported by leading technology and talent.
- The Risk & Compliance Analyst - Registered Funds supports the Head of US Registered Fund Compliance/Fund CCO ("Fund CCO") to establish, maintain and implement a compliance program to meet the obligations of Rule 38a-1 of the 1940 Act for abrdn's registered funds (open-end funds, closed-end funds and ETFs).
- You can find out more about our values here.
- We are committed to exploring the possibilities of working smarter.
Equal opportunity
- Aberdeen is an affirmative action -
- equal opportunity employer.
- We are an affirmative action -
This listing is sourced directly from Abrdn's careers page and normalized into a canonical job model.