Ntrs
Head of Client Oversight and Governance, Northern Trust Asset Management, Global Institutional Client Group
Chicago, IL
No sponsorship$165k-$288kDetected 9 days ago
Project ManagementLeadershipCommunicationProblem SolvingCFA
About the role
- This will include first line responsibilities arising from the implementation of NT RCE program
- Buildout a robust client oversight and governance function that includes, but not limited to the following oversight responsibilities:
- Leverage systems and tools to automate and streamline processes (where applicable)
Responsibilities
- Oversee the coordination of the life cycle of on-boarding and off-boarding accounts: 1) operational set-up across various teams, 2) gathering legal and account setup documentation (as well as client updates), 3) document KYC requirements and compliance, 4) manage vendor and third-party relationships, and 5) establish an internal dashboard for periodic metric reporting relating to client accounts
- Document new workflows across cross-functional teams to streamline account on-boarding and enhance existing processes
- Partner across the organization to align First Line of Defense (1LOD) with broader oversight and compliance functions pursuant to achieving a One Northern goal.
- Act as a Program Manager for across client oversight and governance activities building out additional policies as needed and training client facing partners on them
Requirements
- Develop new tools where required for tracking client events, inquiries and servicing issues.
- The role requires a high degree of asset and investment management acumen, control function experience, as well as a sense of urgency and partnership to do what is best for the client while protecting the business.
- Applicants must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future.
Nice to have
- 10 years+ of relevant experience
- Asset Management industry experience and product knowledge required.
- Financial Services experience required.
- Bachelor's degree
- Master in Business Administration and/or CFA strongly preferred.
Skills
- Expertise in compliance regulations related to asset management
- Extensive understanding of client/vehicle/investment nuances in onboarding and ongoing servicing
- Excellent project management skills to organize teams to complete functions in a timely, efficient manner
- Ability to navigate the organization and influence internal partnerships to ensure excellence in servicing clients
- Knowledge of Northern Trust global business structure and various business segments.
- High degree of comfort dealing with ambiguity; comfort in a dynamic and fast paced work environment
- Experience & Education:
- Bachelor's degree; Master in Business Administration and/or CFA strongly preferred.
Compensation
- $164,600 - 288,000 USD
- Salary range is a good faith estimate of base pay.
Benefits
- Northern Trust also provides a discretionary bonus program that may include an equity component.
- As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability.
- Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities.
Equal opportunity
- Reasonable Accommodation
- If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com, or alternatively you can discuss your individual requirements with the recruiter you are working with.
Visa & Work Authorization
- Applicants must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future.
- Northern Trust will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based visa).
This listing is sourced directly from Ntrs's careers page and normalized into a canonical job model.