BTIG
Compliance Officer, Analyst
San Francisco, California, United States · Junior · Full-time
No sponsorship$60k-$75kDetected 11 days ago
ComplianceExcelResearchCommunicationAdaptabilityMicrosoft Office
About the role
- Job Purpose: BTIG seeks a motivated and detail-oriented Compliance Analyst to join our Compliance team.
- This entry-level role is critical in supporting the firm's Compliance program, ensuring that BTIG is adherence with the rules and regulations of the SEC, FINRA as well as Firm policies.
- The ideal candidate is organized, adaptable, eager to learn, and should be a team player.
Responsibilities
- Provide administrative support to the Compliance team as needed.
Requirements
- 0-2 years of related experience.
- Ability to adapt and prioritize in a fast-paced environment
- Must be authorized to work full time in the U.S., BTIG does not offer sponsorship for work visas of any type
Nice to have
- Bachelor's degree is preferred.
- Familiarity with Microsoft Office (Word, PowerPoint, Outlook)
- advanced proficiency in PowerPoint, Excel charts, are highly preferred
Compensation
- BTIG offers a competitive compensation and benefits package.
- Salary range is based on a variety of factors including, but not limited to, location, years of applicable experience, skills, qualifications, licensure and certifications, and other business and organization needs.
- The current estimated base salary range for this role is $60,000.00 - $75,000.00 per year. Please note that certain positions are eligible for additional forms of compensation such as discretionary bonus or overtime.
Benefits
- BTIG offers execution, expertise and insights for equities, equity derivatives, ETFs and fixed income, currency and commodities.
- Process background check on request for Account coverage
Equal opportunity
- All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, or disability status.
- BTIG is an equal opportunity employer Minorities/Females/People with Disabilities/Protected Veterans/Sexual Orientation/Gender Identity.
Visa & Work Authorization
- Must be authorized to work full time in the U.S., BTIG does not offer sponsorship for work visas of any type
This listing is sourced directly from BTIG's careers page and normalized into a canonical job model.