M1finance
Broker Operations Associate
Chicago, IL, United States
Sponsorship not specified$70k-$85kDetected 30 days ago
PythonSQLData AnalysisCustomer SupportLeadershipCommunication
> stay_score
odds of building a lasting career here
15Unrated
Cap-exempt (no lottery)0
Sponsors this role0
Entry-level history0
PERM / green-card track0
Lottery odds (Level I)39
Fits your clock70
No strong sponsorship signal in the public record yet. In the full product we resolve the exact legal entity and show its filing history with a confidence score — treat as unverified until then.
Lottery odds assume a STEM candidate.
Personalize to your clock →> community_outcomes
No reports yet — be the first to help the next applicant.
About the role
- The individual needs to be a team player, willing to help where needed even if they are not an expert on the subject.
- When something affects our clients, teammates, or shareholders, we take full responsibility.
Responsibilities
- Troubleshoot, manage, and resolve issues associated with trading, corporate actions, account maintenance, etc...
- Perform daily, weekly, and monthly account and security master maintenance tasks.
- Manage operational compliance and risk monitoring process, such as margin risk monitoring, best execution analysis, CAT reporting etc.
- Collaborate with peers across Invest Operations to support all middle office (Broker Ops) and back office (Clearing Ops) functions.
- Partner closely with Customer Service to investigate and resolve client escalations.
- Help create, document, and maintain processes for different business functions within the Invest Operations team.
- Collaborate with strategy, product managers and engineering on projects to help launch, improve, and scale Invest Operations processes and systems and contribute to overall success of M1.
- Experience developing processes, meeting deadlines, and paying close attention to detail.
- Ability to successfully manage multiple concurrent objectives, assignments, and deadlines, while achieving expected results.
- Team player who enjoys collaborating and will take the initiative to own tasks.
Requirements
- Perform other responsibilities as required.
Nice to have
- Ideally, the candidate will have prior experience owning these functions daily and a keen eye for creating operating efficiencies and optimizing processes.
- Experience or proficiency using SQL and/or Python, a plus.
Compensation
- Salary range - $70,000 - $85,000
Benefits
- Bonus points if you have experience or proficiencies in data analytics programs that use SQL and/or Python.
- Run Trade Windows and monitor health of routing systems and venues.
Company info
- We are looking for a motivated operations professional who has experience handling brokerage middle office functions.
- This position will be responsible for covering multiple aspects of the trade lifecycle and maintenance of customer accounts and security master data to ensure a seamless trading experience for customers.
- Salary range - $70,000 - $85,000 Our Values Our team embodies our ten core principles and if these principles speak to you - we'd love to talk with you. - Mission driven Wealth expands what life can be.
- Integrity We tell the truth: to clients, to each other, to ourselves. We are direct about trade-offs, honest about risks, and unapologetic about what we believe. Trust is earned through clarity, not comfort.
Apply directly at M1finance →Create a free account for alerts like thisView M1finance immigration profile
This listing is sourced directly from M1finance's careers page and normalized into a canonical job model.